Michael Woods is a registered investment advisor at Calton & Associates, INC., based in Escondido, CA, with 12 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
Escondido, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael is the Vice President of Faulkner Media Group, creating marketing materials for financial service professionals, dedicating nearly full-time hours to this role. He is also a partner at Woods Consulting, LLC, and works with CFD Investments, Inc., providing marketing content creation services to both, dedicating a few hours per week to each.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.
Calton & Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.