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MA
ChFC
MA
ChFC

Michael Adelman

Principal Advised Services
13 Years of Experience
Omaha, NE
Broker
View SEC Summary
View SEC Summary

Michael Adelman is a ChFC-designated registered investment advisor at Principal Advised Services, based in Omaha, NE, with 13 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 23,164 clients with $1.4B in assets under management.

Principal Advised Services
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
225 advisors
Number of Clients
23,164 clients
Average Client Portfolio
$61K average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.50%

Annual fee of up to 0.50% of the daily value of managed account assets. The fee structure is tiered and negotiable by the plan sponsor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Omaha, NE

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael works as a Retirement Consultant for Principal Advised Services, offering investment advice to retirement plan participants, and as an AVP for Principal Bank, accountable for sales of bank deposit products. Both roles are investment-related and take up a full-time commitment each.

Employment History
Current Registrations
Principal Advised Services
July 2023 - Present · 3 yrs 3 mos
Principal Securities, INC.
February 2013 - Present · 13 yrs 8 mos
Principal Securities, INC.Broker
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
Principal Securities, INC.
June 2015 - August 2023 · 8 yrs 2 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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