Ian Brockhouse is a registered investment advisor, based in Plattsburgh, NY, with 8 years of industry experience.
Location
Plattsburgh, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanctuary Securities, INC.
October 2022 - Present · 3 yrs 7 mos
Sanctuary Advisors, LLC
October 2022 - Present · 3 yrs 7 mos
Sanctuary Securities, INC.Broker
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
May 2022 - November 2022 · 6 mos
Raymond James & Associates, INC.
April 2022 - November 2022 · 7 mos
Raymond James & Associates, INC.Broker
March 2020 - November 2022 · 2 yrs 8 mos
Raymond James Financial Services, INC.Broker
May 2019 - November 2022 · 3 yrs 6 mos
Raymond James & Associates, INC.Broker
February 2018 - December 2019 · 1 yr 10 mos
Morgan StanleyBroker
August 2016 - April 2017 · 8 mos
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.