Kevin Kelly is a registered investment advisor, based in Charlotte, NC, with 11 years of industry experience.
Location
1415 Vantage Park Drive, Suite 300, Charlotte, NC, 28203
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Allspring Funds Distributor, LLC
May 2019 - Present · 7 yrs
Allspring Funds Distributor, LLCBroker
May 2019 - Present · 7 yrs
Allspring Funds Management, LLC
May 2019 - Present · 7 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2016 - November 2017 · 1 yr 8 mos
Wells Fargo Clearing Services, LLCBroker
March 2016 - November 2017 · 1 yr 8 mos
Hantz Financial Services, INC.
November 2013 - February 2016 · 2 yrs 3 mos
Hantz Financial Services, INC.Broker
July 2013 - February 2016 · 2 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.