Carolyn Wittmann-Todd is a registered investment advisor at Fulcrum Capital, LLC, based in Seattle, WA, with 11 years of industry experience. Carolyn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 251 clients with $980M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
251 clients
Average Client Portfolio
$3.9M average
Assets Under Management
$975.9M
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
Minimum Annual Fee:$20,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.55% |
| $10.0M - $25.0M | 0.40% |
| $25M+ | 0.40% |
Fees negotiable for accounts above $25,000,000. Minimum annual fee of $20,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
800 Fifth Avenue, Suite 3800, Seattle, WA, 98104
Get directionsHistory
Regulatory History (1)
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Investigation
May 2025Employment History
Current Registrations
Fulcrum Capital, LLC
October 2025 - Present · 6 mos
Previous Registrations
The Caprock Group, LLC
May 2025 - October 2025 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2024 - October 2024 · 5 mos
Summit Trail Securities, LLCBroker
October 2019 - February 2024 · 4 yrs 4 mos
Coldstream Wealth Management
May 2019 - September 2019 · 4 mos
Coldstream Securities, INC.Broker
May 2019 - September 2019 · 4 mos
Raymond James & Associates, INC.
September 2018 - May 2019 · 8 mos
Raymond James & Associates, INC.Broker
September 2018 - May 2019 · 8 mos
Robert W. Baird & CO. Incorporated
May 2018 - August 2018 · 3 mos
Robert W. Baird & CO. IncorporatedBroker
May 2018 - August 2018 · 3 mos
Raymond James & Associates, INC.Broker
September 2016 - April 2018 · 1 yr 7 mos
Raymond James & Associates, INC.
September 2016 - April 2018 · 1 yr 7 mos
Deutsche Bank Securities INC.Broker
June 2016 - September 2016 · 3 mos
Deutsche Bank Securities INC.
June 2016 - September 2016 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2015 - May 2016 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2015 - May 2016 · 8 mos
Deutsche Bank Securities INC.Broker
August 2014 - September 2015 · 1 yr 1 mo
Deutsche Bank Securities INC.
August 2014 - September 2015 · 1 yr 1 mo
Janney Montgomery Scott LLCBroker
May 2014 - July 2014 · 2 mos
Janney Montgomery Scott LLC
May 2014 - July 2014 · 2 mos
Janney Montgomery Scott LLC
March 2014 - April 2014 · 1 mo
Janney Montgomery Scott LLCBroker
September 2013 - April 2014 · 7 mos
Nylife Distributors LLCBroker
March 2013 - July 2013 · 4 mos
State Registrations1 state
WA
Advisor
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Exams
No exam information available for this advisor.