John Rossiter is a CFA-designated registered investment advisor, based in San Francisco, CA, with 13 years of industry experience.
Location
455 Market Street, Suite 2070, San Francisco, CA, 94105
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cnr Securities, LLC
March 2019 - Present · 7 yrs 2 mos
RBC Rochdale, LLC
March 2019 - Present · 7 yrs 2 mos
Cnr Securities, LLCBroker
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
Vanguard Marketing CorporationBroker
March 2013 - March 2019 · 6 yrs
State Registrations2 states
CATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.