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Laura Sumner

12 Years of Experience
Corning, NY
Broker

Laura Sumner is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Corning, NY, with 12 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

One Credit Union Plaza, Corning, NY, 14830

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Laura works as a branch manager for Corning Credit Union and Wealth Strategies (also known as Corning Credit Union Wealth Strategies/CCU Wealth Strategies). She dedicates about half her time to each of these roles.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2016 - Present · 9 yrs 9 mos
Raymond James Financial Services, INC.Broker
May 2013 - Present · 13 yrs
State Registrations26 states
AZCACOCTDCDEFLGAILKYLAMAMDMNMONCNHNJNVNYOHPASCTNTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Laura Sumner - Financial Advisor | TrueAdvisor