Steven Waltz is a CFP-designated registered investment advisor, based in Ft. Lauderdale, FL, with 11 years of industry experience.
Location
6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven works as a wealth management advisor under the name Wealthtrends Advisors, dedicating most of his time to this investment-related business. He also works as an assistant broker for D.A. Waltz & Associates, focusing on fixed insurance sales and managing insurance benefits, which takes about 10-20% of his time.
Employment History
Current Registrations
Kovack Securities INC.Broker
Kovack Advisors, INC.
Kovack Securities INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
State Registrations5 states
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