Julie Sparrow is a registered investment advisor, based in Mystic, CT, with 10 years of industry experience.
Location
11 Main Street, Suite 214, Mystic, CT, 06355
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2025 - Present · 5 mos
Cetera Wealth Services, LLCBroker
December 2025 - Present · 5 mos
Previous Registrations
LPL Financial LLC
July 2025 - December 2025 · 5 mos
LPL Financial LLCBroker
August 2015 - December 2025 · 10 yrs 4 mos
State Registrations2 states
CTRI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.