DO
DO

David Oxley

12 Years of Experience
Philadelphia, PA
Broker

David Oxley is a registered investment advisor at Sanford C. Bernstein & CO., LLC, based in Philadelphia, PA, with 12 years of industry experience. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 22 clients with $1.6B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
439 advisors
IM Fee
Planning only
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1735 Market Street, 38th Floor, Philadelphia, PA, 19103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Sanford C. Bernstein & CO., LLCBroker
November 2021 - Present · 4 yrs 6 mos
Alliancebernstein L.P.
November 2021 - Present · 4 yrs 6 mos
Sanford C. Bernstein & CO., LLC
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
October 2016 - August 2021 · 4 yrs 10 mos
Raymond James Financial Services, INC.Broker
October 2016 - August 2021 · 4 yrs 10 mos
Citizens Securities, INC.Broker
April 2014 - October 2016 · 2 yrs 6 mos
Citizens Securities, INC.
April 2014 - October 2016 · 2 yrs 6 mos
Morgan Stanley
May 2013 - May 2014 · 1 yr
Morgan StanleyBroker
March 2013 - May 2014 · 1 yr 2 mos
State Registrations10 states
DEFLILMDMSNJNYOHPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.