Nicolas Pinto is a registered investment advisor, based in Miami, FL, with 11 years of industry experience.
Location
Miami, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicolas is a co-owner of a rental property in Hobart, NY, listed on AirBnB since May 2024. He spends minimal time on this investment-related activity.
Employment History
Current Registrations
Citi Private Alternatives, LLCBroker
May 2021 - Present · 5 yrs
Citi Private Alternatives, LLC
May 2021 - Present · 5 yrs
Citigroup Global Markets INC.
December 2019 - Present · 6 yrs 5 mos
Citigroup Global Markets INC.
November 2019 - Present · 6 yrs 6 mos
Citigroup Global Markets INC.Broker
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
Watts Capital Partners LLC
April 2018 - September 2019 · 1 yr 5 mos
J.P. Morgan Securities LLCBroker
May 2013 - May 2017 · 4 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.