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Jenny Paradis

LPL Financial LLC
13 Years of Experience
Colorado Springs, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Jenny Paradis is a registered investment advisor at LPL Financial LLC, based in Colorado Springs, CO, with 13 years of industry experience. Jenny is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5555 Erindale Dr Ste 100, Colorado Springs, CO, 80918

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2016
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jenny operates Heritage Capital Concepts LLC as a DBA for her LPL business since 2016. She also has a non-variable insurance affiliation with Steven Paradis since 2016, and Plan A and B, Inc. for tax/investment purposes since 2012.

Employment History
Current Registrations
LPL Financial LLC
November 2021 - Present · 4 yrs 11 mos
LPL Financial LLCBroker
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
On Investment Management CO
February 2016 - November 2021 · 5 yrs 9 mos
The O.N. Equity Sales CompanyBroker
February 2016 - November 2021 · 5 yrs 9 mos
Woodbury Financial Services, INC.
April 2013 - February 2016 · 2 yrs 10 mos
Woodbury Financial Services, INC.Broker
March 2013 - February 2016 · 2 yrs 11 mos
State Registrations6 states
AZCONEORTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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