Jenny Paradis
Jenny Paradis is a registered investment advisor at LPL Financial LLC, based in Colorado Springs, CO, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5555 Erindale Dr Ste 100, Colorado Springs, CO, 80918
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2016Other Business ActivitiesSells Insurance
Jenny operates Heritage Capital Concepts LLC as a DBA for her LPL business since 2016. She also has a non-variable insurance affiliation with Steven Paradis since 2016, and Plan A and B, Inc. for tax/investment purposes since 2012.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.