Patrick Guzi is a registered investment advisor at Osaic Wealth, INC., based in Roanoke, VA, with 11 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2847 Penn Forest Boulevard, Suite 100, Roanoke, VA, 24018
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Regulatory History (1)
Judgment / Lien
February 2024Other Business Activities
Patrick is an Investment Advisor Representative at Valley Financial Solutions, which is the name he uses to conduct and market his business. This activity takes more than full-time hours.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Signator Investors, INC.Broker
Signator Investors, INC.
Wells Fargo Funds Management, LLC
Wells Fargo Funds Management, LLC
Wells Fargo Funds Distributor, LLCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.