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Nicholas Song

LPL Financial LLC
11 Years of Experience
Pittsburgh, PA
1 DisclosureBroker
View SEC Summary
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Nicholas Song is a registered investment advisor at LPL Financial LLC, based in Pittsburgh, PA, with 11 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2805 Smallman St, Pittsburgh, PA, 15222

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2017
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr 5 mos
LPL Financial LLCBroker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Cuso Financial Services, L.P.Broker
May 2023 - May 2025 · 2 yrs
Cuso Financial Services, L.P.
May 2023 - May 2025 · 2 yrs
LPL Financial LLCBroker
May 2022 - May 2023 · 1 yr
LPL Financial LLC
May 2022 - May 2023 · 1 yr
CUNA Brokerage Services, INC.
December 2021 - May 2022 · 5 mos
CUNA Brokerage Services, INC.Broker
July 2021 - May 2022 · 10 mos
Mutual of America Securities LLCBroker
November 2018 - June 2021 · 2 yrs 7 mos
Mutual of America Life Insurance CompanyBroker
November 2018 - November 2020 · 2 yrs
Chartwell Tsc Securities CORP.Broker
March 2017 - October 2018 · 1 yr 7 mos
Citizens Securities, INC.Broker
May 2013 - November 2015 · 2 yrs 6 mos
State Registrations9 states
ALFLGAHIMDOHPASCWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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