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Thomas Roll

12 Years of Experience
Merry Hill, NC
Broker

Thomas Roll is a registered investment advisor at Wells Fargo Advisors, based in Merry Hill, NC, with 12 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

637B Avoca Farm Road, Merry Hill, NC, 27957

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas co-owns Willow Hill LLC, Salmon Creek Wealth Management LLC, Red Mill Management LLC, commercial rental property, and rental property. He also serves as a director for Helping Hearts Foundation, dedicating minimal time to the foundation and the rental properties, a few hours per week to Willow Hill LLC and Red Mill Management LLC, and nearly full-time to Salmon Creek Wealth Management LLC.

Employment History
Current Registrations
Wells Fargo Advisors
November 2022 - Present · 3 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2013 - November 2022 · 9 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
May 2013 - November 2022 · 9 yrs 6 mos
State Registrations16 states
CTDEFLMAMDMONCNJNVNYPARISCTNVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.