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Steve Tucker

12 Years of Experience
Florence, AL
BrokerSells Insurance

Steve Tucker is a registered investment advisor at Cetera Investment Advisers LLC, based in Florence, AL, with 12 years of industry experience. Steve operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

409 N Court Street, Suite 4, Florence, AL, 35630

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Steve is an independent insurance producer with Concourse Financial Group Agency Inc, selling and servicing various insurance products. He also owns STJ Advising, maintaining a website with general information about insurance products, dedicating minimal time to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 3 mos
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Concourse Financial Group Advisors
August 2016 - February 2025 · 8 yrs 6 mos
Concourse Financial Group Securities, INC.Broker
November 2015 - February 2025 · 9 yrs 3 mos
PFS Investments INC.Broker
April 2013 - October 2015 · 2 yrs 6 mos
State Registrations4 states
ALMSTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.