JN
JN

John Noone

12 Years of Experience
Millington, MD
Broker

John Noone is a registered investment advisor at LPL Financial LLC, based in Millington, MD, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

31905 River Rd, Millington, MD, 21651

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John uses Hanscom Investment Services as a DBA for his LPL business. This activity is investment-related and takes up all of his time.

Employment History
Current Registrations
LPL Financial LLC
February 2020 - Present · 6 yrs 3 mos
LPL Financial LLCBroker
January 2020 - Present · 6 yrs 4 mos
LPL Financial LLC
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
Citizens Securities, INC.
October 2017 - October 2019 · 2 yrs
Citizens Securities, INC.Broker
October 2017 - October 2019 · 2 yrs
Nylife Securities LLCBroker
August 2017 - October 2017 · 2 mos
Investment Professionals, INC.
July 2016 - August 2017 · 1 yr 1 mo
Investment Professionals, INC.Broker
July 2016 - August 2017 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2013 - July 2016 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2013 - July 2016 · 3 yrs 3 mos
State Registrations22 states
ALARCOCTDEFLGAILKYMAMDMEMINCNHNYOHOKRISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.