MG
MG

Michael Gegen

12 Years of Experience
Denver, CO
Broker

Michael Gegen is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Denver, CO, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

210 University Boulevard, Ste 800, Denver, CO, 80206

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Michael is the treasurer for ECG, a community involvement organization, responsible for collecting dues and organizing events. This takes a few hours per week and occurs outside of trading hours.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
April 2016 - Present · 10 yrs 1 mo
Robert W. Baird & CO. IncorporatedBroker
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
April 2013 - January 2016 · 2 yrs 9 mos
State Registrations29 states
AZCACOCTFLGAILINKSKYLAMIMNMOMTNCNENMNVOHOKPASCTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Gegen - Financial Advisor | TrueAdvisor