Daniel Beech
Daniel Beech is a registered investment advisor at Ip Financial Advisory Services LLC, based in Charlotte, NC, with 12 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 2,041 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IP Financial Advisory Services offers managed account programs where clients pay a fee for portfolio management. Representatives customize investment portfolios based on the client's risk tolerance and investment objectives, monitoring performance and rebalancing as needed. The firm has full discretion over client accounts, but clients can set restrictions. The minimum initial investment is negotiable.
Location
5950 Fairview Road, Suite 140, Charlotte, NC, 28210
Get directionsHistory
Regulatory History (26)
Customer Dispute
August 2025Customer Dispute
January 2025Customer Dispute
October 2024Customer Dispute
September 2024Employment Separation After Allegations
July 2024Customer Dispute
February 2024Regulatory
December 2023Customer Dispute
November 2023Customer Dispute
September 2023Customer Dispute
July 2023Customer Dispute
July 2023Customer Dispute
April 2023Customer Dispute
January 2023Customer Dispute
November 2022Customer Dispute
November 2022Customer Dispute
October 2022Customer Dispute
October 2022Customer Dispute
July 2022Customer Dispute
July 2022Customer Dispute
June 2022Customer Dispute
June 2022Customer Dispute
April 2022Customer Dispute
August 2021Customer Dispute
December 2019Criminal
April 2011Judgment / Lien
May 2008Other Business ActivitiesSells Insurance
Daniel is an agent for life and variable insurance, involved in commercial and residential lending through Simple Property, Inc., and provides estate and tax planning strategies and investments through Estate Planning Team. He also owns Beechwerks Management, a management consulting firm, dedicating a few hours per week, and Simple Wealth LLC, dedicating about a quarter of his time.
Employment History
Current Registrations
Ip Financial Advisory Services LLC
Previous Registrations
Innovation Partners LLCBroker
Western International Securities
Western International Securities, INC.Broker
Independent Financial Group, LLCBroker
Royal Alliance Associates, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.