KD
KD

Kathleen Driscoll

12 Years of Experience
Colorado Springs, CO
Broker

Kathleen Driscoll is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Colorado Springs, CO, with 12 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1229 Lake Plaza Drive, Colorado Springs, CO, 80906

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kathleen is the treasurer of the Colorado Springs Corvette Club, a non-profit organization, spending a few hours per week on this role. She also owns Katee Driscoll Keto & Health Coach, dedicating about 10-20% of her time to health coaching.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2024 - Present · 2 yrs 6 mos
Raymond James Financial Services, INC.Broker
March 2021 - Present · 5 yrs 4 mos
Previous Registrations
Commonwealth Financial NetworkBroker
May 2015 - March 2021 · 5 yrs 10 mos
Metlife Securities INC.Broker
January 2015 - May 2015 · 4 mos
New England SecuritiesBroker
September 2013 - January 2015 · 1 yr 4 mos
State Registrations1 state
CO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kathleen Driscoll - Financial Advisor | TrueAdvisor