Stephanie Olson is a registered investment advisor, based in San Rafael, CA, with 13 years of industry experience. Stephanie is also registered as a broker, so some compensation may come from commissions on products sold.
Location
4380 Redwood Highway, Suite 8, San Rafael, CA, 94903
Get directionsHistory
Regulatory History (1)
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Judgment / Lien
February 2021Other Business Activities
Stephanie is an advisory representative of a Registered Investment Advisor (RIA), dedicating about 10-20% of her time to investment-related activities and trading. She is also a W2 employee at Stephanie Olson, spending minimal time on non-investment related activities and trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
September 2019 - Present · 7 yrs 1 mo
Cambridge Investment Research, INC.Broker
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Morgan Stanley
June 2013 - June 2019 · 6 yrs
Morgan StanleyBroker
May 2013 - June 2019 · 6 yrs 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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