PM
PM

Philip Mazurek

11 Years of Experience
Minneapolis, MN
Broker

Philip Mazurek is a registered investment advisor at Mma Securities LLC, based in Minneapolis, MN, with 11 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 8,394 clients.

Compensation
Commission-BasedFixed/Hourly
Firm Size
162 advisors
Number of Clients
8,394 clients
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

MMA Securities offers two services through a subadviser, Empower Advisory Group (EAG):

  • In-Plan Advice (Online Advice Service): This service provides online guidance and investment advice, but you implement the recommendations yourself. There is no fee charged directly to plan participants for using this service.
  • MMA MyPath (Managed Account Service): This service manages your retirement account for you. Participants in this service pay an annual asset-based fee. The fee covers costs associated with providing the service, including expenses payable to EAG and other service providers. MMA Securities does not retain any portion of this fee.
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Location

6160 Golden Hills Drive, Minneapolis, MN, 55416

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Philip is an employee of MMA Agency, an affiliate of MMA Securities LLC, and spends minimal time supporting their health & benefits services. These activities are non-investment related and not subject to broker-dealer licensing.

Employment History
Current Registrations
Mma Securities LLCBroker
April 2020 - Present · 6 yrs 1 mo
Mma Securities LLC
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
Kestra Advisory Services, LLC
April 2016 - July 2020 · 4 yrs 3 mos
NFP Advisor Services, LLC
October 2015 - September 2016 · 11 mos
Kestra Investment Services, LLCBroker
January 2015 - April 2020 · 5 yrs 3 mos
Lincoln Financial Securities CorporationBroker
March 2014 - October 2014 · 7 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.