James Cox is a CFP, ChFC-designated registered investment advisor at Peak Wealth Management, based in Saratoga Springs, NY, with 12 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 50 clients with $39M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $1.5M | 0.90% |
| $1.5M - $2.5M | 0.70% |
| $2.5M - $3.5M | 0.50% |
| $3.5M - $5.0M | 0.35% |
| $5M+ | 0.30% |
Fees are negotiable. Ongoing Financial Planning may be included without an additional fee.
Fee Estimator
Location
125 High Rock Avenue, Suite 104, Saratoga Springs, NY, 12866
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Peak Wealth Management
Previous Registrations
Continuum Wealth Advisors, LLC
Retirement Planning Group, LLC
Purshe Kaplan Sterling InvestmentsBroker
Securities America, INC.Broker
Securities Service Network, LLCBroker
Ameritas Investment CORP.Broker
Mercer Allied Company, L.P.Broker
State Registrations1 state
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