Andrew Spaventa is a registered investment advisor, based in Jersey City, NJ, with 8 years of industry experience.
Location
35 Journal Square, Suite 700, Jersey City, NJ, 07036
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Regulatory History (4)
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Regulatory
September 2019Final
Customer Dispute
April 2018Settled
Regulatory
September 2014Final
Criminal
August 2010Final Disposition
Other Business Activities
Andrew is the Managing Member/CEO of The Spaventa Group LLC, an operating holding company, dedicating about 10-20% of his time. He is also the Chairman of TSG Alpha Partners LLC, a Registered Investment Advisor, spending about a quarter of his time overseeing the firm's vision and assisting the CEO.
Employment History
Current Registrations
Tsg Capital AdvisorsBroker
August 2024 - Present · 1 yr 9 mos
Tsg Alpha Partners, LLC
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Quantum Advisory Group, LLC
November 2023 - March 2024 · 4 mos
Sw FinancialBroker
October 2018 - June 2019 · 8 mos
Network 1 Financial Securities INC.Broker
September 2017 - October 2018 · 1 yr 1 mo
Salomon Whitney FinancialBroker
March 2014 - December 2016 · 2 yrs 9 mos
Cape Securities INC.Broker
March 2013 - April 2014 · 1 yr 1 mo
State Registrations1 state
NY
Advisor
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Exams
No exam information available for this advisor.