PF
PF

Philip Fleming

5 Years of Experience
Chicago, IL
3 DisclosuresBroker

Philip Fleming is a registered investment advisor at Bankers Life Advisory Services, INC., based in Chicago, IL, with 5 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11,822 clients with $1.9B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
504 advisors
Number of Clients
11,822 clients
Average Client Portfolio
$164K average
Assets Under Management
$1.9B

Fee Structure

Investment management only (planning not offered)

Bankers Life Advisory Services (BLAS) charges an annual fee for managing your investment portfolio, ranging from 0.50% to 2.5% of the portfolio's value. This fee is negotiable. The fee is deducted from your account quarterly in advance.

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Location

303 E. Wacker Drive, Ste 500, Chicago, IL, 60601

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History

Regulatory History (3)
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Customer Dispute
April 2025
Denied
Customer Dispute
January 2024
Closed-No Action
Criminal
July 2009
Final Disposition
Employment History
Current Registrations
Bankers Life Advisory Services, INC.
October 2025 - Present · 7 mos
Bankers Life Securities, INC.Broker
March 2021 - Present · 5 yrs 2 mos
State Registrations10 states
ARAZCOIAILINMONENVTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.