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Theodore Gardner

Running Oak Capital LLC
10 Years of Experience
Scarborough, ME
1 Disclosure
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Theodore Gardner is a registered investment advisor at Running Oak Capital LLC, based in Scarborough, ME, with 10 years of industry experience. Theodore operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,035 clients with $870M in assets under management.

Running Oak Capital LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
5 advisors
Number of Clients
1,035 clients
Average Client Portfolio
$845K average
Assets Under Management
$874.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Standard annual fee is 1.00% of assets under management. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Scarborough, ME

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History

Regulatory History (1)
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Criminal
July 2009
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Running Oak Capital LLC
June 2026 - Present · 4 mos
Simplify Asset Management INC.
February 2025 - Present · 1 yr 8 mos
Previous Registrations
Creativeone Securities, LLCBroker
March 2021 - October 2024 · 3 yrs 7 mos
J.P. Morgan Institutional Investments INC.Broker
February 2016 - February 2019 · 3 yrs
State Street Global Markets, LLCBroker
May 2013 - February 2016 · 2 yrs 9 mos
State Registrations7 states
CAILMEMNNJNYTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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