Scott Gumble is a CFP-designated registered investment advisor at LPL Financial LLC, based in Fort Wright, KY, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1717 Dixie Hwy #423, Fort Wright, KY, 41011
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Scott operates his LPL business under a DBA and works as a contractor/driver for Uber, Inc., dedicating about a quarter of his time. He is also the Education Coordinator for a networking group and the Founder of NKY ATMs, spending about 10-20% of his time on each of these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
Fidelity Brokerage Services LLCBroker
State Registrations18 states
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