Scott Gumble is a CFP-designated registered investment advisor at LPL Financial LLC, based in Fort Wright, KY, with 13 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1717 Dixie Hwy #423, Fort Wright, KY, 41011
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scott operates his LPL business under a DBA and works as a contractor/driver for Uber, Inc., dedicating about a quarter of his time. He is also the Education Coordinator for a networking group and the Founder of NKY ATMs, spending about 10-20% of his time on each of these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
Fidelity Brokerage Services LLCBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Mark Miller, CFPValmark Advisers, INC.
- Karen Keuper, CFPRobert W. Baird & CO. Incorporated
- Kelly Owens, CFPEp Wealth Advisors
- Julie Tapke, CFPRobert W. Baird & CO. Incorporated
- Rebecca Reynolds, ChFCW&s Brokerage Services, INC.
- Michael Simon, CFAEp Wealth Advisors