JF
JF

Joseph Fay

12 Years of Experience
Manasquan, NJ
1 DisclosureBrokerSells Insurance

Joseph Fay is a registered investment advisor at Cetera Investment Advisers LLC, based in Manasquan, NJ, with 12 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location

2317 Rt 34, St 1D & 1E, Manasquan, NJ, 08736

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History

Regulatory History (1)
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Judgment / Lien
September 2019
Other Business ActivitiesSells Insurance

Joseph is an agent selling fixed insurance through Allied Wealth Partners since January 2021, dedicating about half his time. He also has a referral relationship with CG Moneta Consulting, spending a few hours per week referring clients for medical billing services.

Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 3 yrs 2 mos
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 2 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Securian Financial Services, INC.
June 2015 - August 2023 · 8 yrs 2 mos
Securian Financial Services, INC.Broker
December 2013 - August 2023 · 9 yrs 8 mos
State Registrations13 states
CACOCTFLMAMDNJNYPASCSDTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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