Todd Mazzo is a registered investment advisor, based in Rochester, NY, with 4 years of industry experience.
Location
215 Merchants Road, Rochester, NY, 14609
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 2002Final Disposition
Other Business ActivitiesSells Insurance
Todd tutors students and professionals online through Wyzant, dedicating minimal time to this non-investment related activity. He also operates ESL Investment Services LLC, which includes non-variable insurance, dedicating about 10-20% of his time to this investment-related business.
Employment History
Current Registrations
Esl Investment Services, LLCBroker
September 2023 - Present · 2 yrs 8 mos
LPL Financial LLC
August 2023 - Present · 2 yrs 9 mos
LPL Financial LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Equitable Advisors, LLC
June 2021 - July 2023 · 2 yrs 1 mo
Equitable Advisors, LLCBroker
April 2021 - July 2023 · 2 yrs 3 mos
State Registrations2 states
FLNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.