Dao Nguyen is a registered investment advisor, based in Palo Alto, CA, with 9 years of industry experience.
Location
Citi Private Bank, 531-535 Cowper Street, Palo Alto, CA, 94301
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citi Private Alternatives, LLCBroker
September 2025 - Present · 8 mos
Citigroup Global Markets INC.
February 2023 - Present · 3 yrs 3 mos
Citigroup Global Markets INC.
February 2023 - Present · 3 yrs 3 mos
Citigroup Global Markets INC.Broker
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.Broker
November 2015 - March 2020 · 4 yrs 4 mos
J.P. Morgan Securities LLCBroker
May 2013 - June 2015 · 2 yrs 1 mo
State Registrations25 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.