FG
CFP
FG
CFP

Faris Gosa-Nagle

12 Years of Experience
Plymouth, MN
Broker

Faris Gosa-Nagle is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Plymouth, MN, with 12 years of industry experience. Faris is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5077 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2 Carlson Parkway N, Suite 320, Plymouth, MN, 55447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Faris is the owner of EGN Unlimited LLC, a pass-through entity, and spends minimal time on it. He is also the owner of Prosper Hill Wealth Management, a legal entity for business purposes, and spends minimal time on it as well.

Employment History
Current Registrations
MML Investors Services, LLC
May 2019 - Present · 7 yrs 5 mos
MML Investors Services, LLC
March 2019 - Present · 7 yrs 7 mos
MML Investors Services, LLCBroker
March 2019 - Present · 7 yrs 7 mos
Previous Registrations
Allianz Life Financial Services, LLCBroker
September 2014 - March 2019 · 4 yrs 6 mos
State Registrations25 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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