Dave Morris
Dave Morris is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Washington, IA, with 13 years of industry experience. Dave is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.
Fee Estimator
Location
Washington, IA
Get directionsHistory
Regulatory History (2)
Financial
December 2017Financial
March 2017Other Business Activities
Dave sells antiques on eBay, dedicating a few hours per week. He is also an advisory representative of a registered investment advisor (RIA), spending about 10-20% of his time on this. Finally, Dave is a songwriter/author, dedicating minimal time to this activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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