LE
LE
Larry Ellis is a registered investment advisor at Cetera Investment Advisers LLC, based in Edmond, OK, with 12 years of industry experience. Larry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
16401 N. May, Edmond, OK, 73013
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
May 2021 - Present · 5 yrs
Cetera Investment Advisers LLC
May 2021 - Present · 5 yrs
Previous Registrations
LPL Financial LLCBroker
August 2016 - May 2021 · 4 yrs 9 mos
LPL Financial LLC
August 2016 - May 2021 · 4 yrs 9 mos
Arvest Wealth ManagementBroker
July 2015 - August 2016 · 1 yr 1 mo
Arvest Wealth Management
July 2015 - August 2016 · 1 yr 1 mo
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
July 2014 - July 2015 · 1 yr
Bancwest Investment Services, INC.Broker
July 2014 - July 2015 · 1 yr
Edward Jones
July 2013 - July 2014 · 1 yr
Edward JonesBroker
May 2013 - July 2014 · 1 yr 2 mos
State Registrations4 states
ALKSOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.