RJ
RJ

Rodney Johnson

10 Years of Experience
Wellesley Hills, MA
1 DisclosureBroker

Rodney Johnson is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Wellesley Hills, MA, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

45 William St, Wellesley Hills, MA, 02481

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2018
Other Business Activities

Rodney owns Roxicyni Trading LLC and trades commodity contracts using his own funds. This takes about a quarter of his time, including a few hours per week during trading hours.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2019 - Present · 7 yrs 3 mos
Previous Registrations
Prudential Financial Planning Services
April 2018 - March 2019 · 11 mos
Pruco Securities, LLC.Broker
March 2017 - March 2019 · 2 yrs
T3 Trading Group, LLCBroker
November 2014 - March 2015 · 4 mos
Wts Proprietary Trading Group LLCBroker
May 2013 - November 2014 · 1 yr 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rodney Johnson - Financial Advisor | TrueAdvisor