Samuel Franklin is a registered investment advisor at Neuberger Berman Bd LLC, based in Atlanta, GA, with 10 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
3414 Peachtree Road N.E., Suite 225, Atlanta, GA, 30326
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
April 2025 - Present · 1 yr 1 mo
Neuberger Berman Bd LLC
April 2025 - Present · 1 yr 1 mo
Neuberger Berman Bd LLCBroker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Invesco Distributors, INC.Broker
July 2020 - March 2025 · 4 yrs 8 mos
Preferred Capital Securities, LLCBroker
October 2018 - July 2020 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2014 - May 2017 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2014 - May 2017 · 3 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.