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Christopher Ferraro

Highpoint Planning Partners
13 Years of Experience
Hoffman Estates, IL
Broker
View SEC Summary
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Christopher Ferraro is a registered investment advisor at Highpoint Planning Partners, based in Hoffman Estates, IL, with 13 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 9,258 clients with $4.8B in assets under management.

Highpoint Planning Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
114 advisors
Number of Clients
9,258 clients
Average Client Portfolio
$517K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.20%

Annual asset management fees range from 0% to 2.20% and are negotiable. LPL sponsored advisory programs have separate fee schedules with maximum annual fees ranging from 1.35% to 2.95%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2800 W. Higgins Road, Suite 100, Hoffman Estates, IL, 60169

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is an Investment Advisor Representative with HighPoint Advisor Group, LLC and a Registered Representative with LPL Financial LLC since April 2025, spending nearly all of his time on these activities. He also operates HighPoint Planning Partners as a DBA for his LPL business, dedicating about a quarter of his time to it.

Employment History
Current Registrations
Highpoint Planning Partners
April 2025 - Present · 1 yr 6 mos
LPL Financial LLCBroker
April 2025 - Present · 1 yr 6 mos
Previous Registrations
Northern Trust Securities, INC
March 2021 - April 2025 · 4 yrs 1 mo
Northern Trust Securities, INC.Broker
March 2021 - April 2025 · 4 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
November 2019 - March 2021 · 1 yr 4 mos
Wells Fargo Clearing Services, LLC
November 2019 - March 2021 · 1 yr 4 mos
J.P. Morgan Securities LLC
March 2016 - November 2019 · 3 yrs 8 mos
J.P. Morgan Securities LLCBroker
May 2013 - November 2019 · 6 yrs 6 mos
State Registrations26 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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