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Claudia Moreno

Madison Avenue Securities, LLC
11 Years of Experience
Kapolei, HI
BrokerSells Insurance
View SEC Summary
View SEC Summary

Claudia Moreno is a registered investment advisor at Madison Avenue Securities, LLC, based in Kapolei, HI, with 11 years of industry experience. Claudia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 14,099 clients with $2B in assets under management.

Madison Avenue Securities, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
246 advisors
Number of Clients
14,099 clients
Average Client Portfolio
$143K average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum fee rates vary by program, up to 2.00% for Fee Plus Transaction, AE Wealth Management, and Envestnet programs, and up to 2.25% for the Standard and Low-Minimum Wrap programs. Fees are negotiable and set by individual representatives.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1001 Kamokila Blvd., Suite 136, Kapolei, HI, 96707

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Claudia works as a financial advisor and insurance agent at E.A. Buck Financial Services, focusing on insurance and securities sales, and as an IAR at Buck Wealth Strategies. Both activities take nearly full-time hours.

Employment History
Current Registrations
Madison Avenue Securities, LLCBroker
January 2023 - Present · 3 yrs 9 mos
Buck Wealth Strategies, LLC
November 2022 - Present · 3 yrs 11 mos
Previous Registrations
One Team Financial Group LLC
April 2022 - November 2022 · 7 mos
One Team Financial Group LLC
July 2020 - March 2022 · 1 yr 8 mos
First Command Advisory Services
September 2017 - May 2020 · 2 yrs 8 mos
First Command Advisory Services
December 2015 - September 2017 · 1 yr 9 mos
First Command Financial Planning, INC.Broker
August 2015 - May 2020 · 4 yrs 9 mos
First Command Financial Planning, INC.
August 2015 - December 2015 · 4 mos
First Command Financial Planning, INC.Broker
February 2014 - October 2014 · 8 mos
State Registrations3 states
FLHITX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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