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Darren Kataja

10 Years of Experience
Washington, DC
Broker

Darren Kataja is a registered investment advisor at Alliancebernstein L.P., based in Washington, DC, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 26,445 clients with $710B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
507 advisors
Number of Clients
26,445 clients
Average Client Portfolio
$26.8M average
Assets Under Management
$709.2B

Fee Structure

Minimum Investment:$1M

AB is compensated based on a percentage of your portfolio. This fee is generally charged quarterly. The specific percentage may be negotiable depending on factors such as the type of client, complexity of the situation, and the size of the overall relationship. If your assets are invested in a registered investment company managed by AB, those assets are subject to the investment company's management fee. If you are a client of Bernstein Private Wealth Services, your fee is all-inclusive and deducted quarterly from your account at Bernstein LLC.

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Location

800 Connecticut Avenue, NW, Suite 1100, Washington, DC, 20006

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Alliancebernstein L.P.
October 2021 - Present · 4 yrs 7 mos
Sanford C. Bernstein & CO., LLC
October 2021 - Present · 4 yrs 7 mos
Sanford C. Bernstein & CO., LLCBroker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Truist Investment Services, INC.Broker
February 2021 - July 2021 · 5 mos
Truist Advisory Services, INC.
February 2021 - July 2021 · 5 mos
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
November 2015 - January 2018 · 2 yrs 2 mos
Bb&t Investment Services, INC.Broker
October 2015 - January 2018 · 2 yrs 3 mos
State Registrations21 states
AZCACODCDEFLILLAMAMDMINCNYOHRISCTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Darren Kataja - Financial Advisor | TrueAdvisor