Laurie Sowa-Westwood
Laurie Sowa-Westwood is a registered investment advisor at The Baldwin Group Wealth Advisors, LLC, based in Irvine, CA, with 10 years of industry experience. Laurie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 1,833 clients with $21B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Baldwin Group Wealth Advisors' investment management fees are based on a percentage of your portfolio, typically charged quarterly in advance. The annual fee generally ranges from 0.25% to 1.75%, but can vary based on the region, third-party program selections, and requested services. Clients may also incur transaction charges and fund expenses. Clients participating in advisory programs may be assessed other fees related to their account with the custodian and retained by the custodian and/or remitted to third parties. If the firm utilizes the services of a platform provider or independent manager, clients will also pay those parties' separate fees.
Location
2211 Michelson Drive, Suite 470, Irvine, CA, 92612
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Laurie is a registered investment advisor with The Baldwin Group Wealth Advisors, LLC, dedicating nearly full-time hours to this role. She also works as a registered representative with Equitable Advisors, LLC for about 10-20% of her time, and owns rental real estate. Laurie also has power of attorney for an immediate family member.
Employment History
Current Registrations
The Baldwin Group Wealth Advisors, LLC
Equitable Advisors, LLCBroker
Previous Registrations
Burnham Gibson Wealth Advisors, INC.
Kestra Investment Services, LLCBroker
State Registrations1 state
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