TB
TB

Tom Brown

12 Years of Experience
Birmingham, AL
Broker

Tom Brown is a registered investment advisor at Morgan Stanley, based in Birmingham, AL, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3500 Colonnade Parkway, Suite 200, Birmingham, AL, 35243

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Tom serves on the advisory board for Rudolph Companies, a real estate firm, dedicating minimal time outside of business hours to business development and growth.

Employment History
Current Registrations
Morgan StanleyBroker
June 2019 - Present · 6 yrs 11 mos
Morgan Stanley
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
July 2015 - June 2019 · 3 yrs 11 mos
Stifel, Nicolaus & Company, Incorporated
July 2015 - June 2019 · 3 yrs 11 mos
Sterne Agee Asset Management, INC.
October 2014 - July 2015 · 9 mos
Sterne, Agee & Leach, INC.Broker
August 2013 - July 2015 · 1 yr 11 mos
State Registrations33 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.