RR
RR

Rosa Rosales

7 Years of Experience
Azle, TX
Broker

Rosa Rosales is a registered investment advisor at Cetera Investment Advisers LLC, based in Azle, TX, with 7 years of industry experience. Rosa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Rosa is a 50% manager of SalsaZon LLC, a food truck business owned with her husband, since 2021. She provides emotional support to her spouse but is not involved in the day-to-day management, dedicating minimal time to the business.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
August 2024 - Present · 1 yr 11 mos
Cetera Financial Specialists LLCBroker
August 2024 - Present · 1 yr 11 mos
Cetera Advisors LLCBroker
August 2024 - Present · 1 yr 11 mos
Cetera Investment Services LLC
August 2024 - Present · 1 yr 11 mos
Cetera Wealth Services, LLC
August 2024 - Present · 1 yr 11 mos
Cetera Financial Specialists LLC
August 2024 - Present · 1 yr 11 mos
Cetera Advisors LLC
August 2024 - Present · 1 yr 11 mos
Cetera Investment Services LLCBroker
August 2024 - Present · 1 yr 11 mos
Previous Registrations
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Advisors INC
July 2019 - October 2019 · 3 mos
1st Global Capital CORP.Broker
November 2018 - October 2019 · 11 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.