Herman Schroeder is a CFA-designated registered investment advisor at Schroeder Capital Management, LLC, based in Brooklyn, NY, with 2 years of industry experience. Herman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.80% |
Fee is negotiable based on the size of the account. They also charge a management and performance-based fee for qualified clients. The annual management fee is 1.50% on the first $50,000,000 and 1.00% above that. The performance fee is 15% of net returns.
Fee Estimator
Location
398 Henry Street, Brooklyn, NY, 11021
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Schroeder Capital Management, LLC
Previous Registrations
UBS Securities LLCBroker
State Registrations1 state
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