Jake Maclean is a registered investment advisor, based in Wayne, PA, with 11 years of industry experience.
Location
690 Lee Road, Wayne, PA, 19087
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jake is a local musician since 2014, dedicating a few hours per week to this activity. Since May 2023, he may also provide music lessons for a fee, also dedicating a few hours per week.
Employment History
Current Registrations
Hartford Funds Distributors, LLC
September 2022 - Present · 3 yrs 8 mos
Hartford Funds
September 2022 - Present · 3 yrs 8 mos
Hartford Funds Distributors, LLCBroker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
October 2017 - September 2022 · 4 yrs 11 mos
Raymond James Financial Services, INC.Broker
June 2017 - September 2022 · 5 yrs 3 mos
Hartford Funds Distributors, LLCBroker
July 2013 - January 2016 · 2 yrs 6 mos
State Registrations1 state
PA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.