Yue Lu is a registered investment advisor at Cetera Investment Advisers LLC, based in Temple City, CA, with 8 years of industry experience. Yue operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
5607 North Rosemead Blvd, Temple City, CA, 91780
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2021 - Present · 4 yrs 10 mos
Cetera Investment Services LLCBroker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Hsbc Securities (USA) INC.
June 2017 - July 2021 · 4 yrs 1 mo
Hsbc Securities (USA) INC.Broker
June 2017 - July 2021 · 4 yrs 1 mo
AXA Advisors, LLC
January 2017 - February 2017 · 1 mo
AXA Advisors, LLCBroker
January 2017 - February 2017 · 1 mo
State Registrations8 states
CAFLGANVNYTXWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.