MT
MT
Maxim Tulupnikoff
13 Years of Experience
E Westport, CT
3 DisclosuresBroker
Maxim Tulupnikoff is a registered investment advisor at Spirit of America Management CORP, based in E Westport, CT, with 13 years of industry experience. Maxim is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 21 clients with $540M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14 advisors
Number of Clients
21 clients
Average Client Portfolio
$25.7M average
Assets Under Management
$540.0M
Fee Structure
Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.67% |
| $100K - $500K | 1.62% |
| $500K - $1.0M | 1.52% |
| $1.0M - $2.5M | 1.40% |
| $2.5M+ | 1.25% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1221 Post Road East, E Westport, CT, 06880
Get directionsHistory
Regulatory History (3)
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Customer Dispute
October 2025Withdrawn
Regulatory
May 2025Final
Customer Dispute
September 2016Denied
Employment History
Current Registrations
Spirit of America Management CORP
March 2018 - Present · 8 yrs 7 mos
David Lerner Associates, INC.Broker
June 2013 - Present · 13 yrs 4 mos
State Registrations13 states
CACOCTGAMAMSMTNCNJNYSCVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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