Guy Leman
Guy Leman is a CFP-designated registered investment advisor at LPL Financial LLC, based in West Des Moines, IA, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4801 Westown Pkwy, West Des Moines, IA, 50266-1045
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Guy is involved with Leman Family Investments, LLC and Barrick Family Farms LLP for tax/investment purposes. He dedicates about a quarter of his time to providing financial planning and consulting services through Compass Financial Services LLC, an independent investment advisor firm, and spends minimal time on non-variable insurance through Broker's Clearing House.
Employment History
Current Registrations
LPL Financial LLC
Compass Financial Services
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLC
State Registrations6 states
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