KB
KB

Ken Bradshaw

12 Years of Experience
Orlando, FL
2 DisclosuresBrokerSells Insurance

Ken Bradshaw is a registered investment advisor at LPL Financial LLC, based in Orlando, FL, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3801 Avalon Park E Blvd #209, Orlando, FL, 32828

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2017
Settled
Regulatory
October 2007
Final
Other Business ActivitiesSells Insurance

Ken operates under the DBA Bradshaw Wealth Advisors and Insurance, LLC, and has a business entity for tax/investment purposes. He also sells non-variable insurance, works as a mobile notary, and works as an adjuster assessing homeowner and auto claims.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2021 - Present · 5 yrs 1 mo
LPL Financial LLC
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, LLC
October 2020 - April 2021 · 6 mos
Ameriprise Financial Services, LLCBroker
October 2020 - April 2021 · 6 mos
Prudential Financial Planning Services
May 2017 - November 2020 · 3 yrs 6 mos
Pruco Securities, LLC.Broker
April 2017 - November 2020 · 3 yrs 7 mos
Edward Jones
September 2013 - April 2017 · 3 yrs 7 mos
Edward JonesBroker
July 2013 - April 2017 · 3 yrs 9 mos
State Registrations16 states
ALCADEFLGAILLAMDMINCNJNYOHSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.