JH
JH

James Hightower

9 Years of Experience
Mandeville, LA
BrokerSells Insurance

James Hightower is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Mandeville, LA, with 9 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3935 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B

Fee Structure

Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.

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Location

829 Asbury Dr. Suite 3, Mandeville, LA, 70471

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James works as an advisory representative of a RIA, spending nearly full-time on this role, including trading activities. He is also the owner/partner of RCH Financial Services and involved with GGM Wealth Advisors, dedicating minimal time and about half his time respectively, though these are not investment-related.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
September 2023 - Present · 2 yrs 8 mos
Cambridge Investment Research, INC.Broker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Oneamerica Securities, INC.
January 2023 - September 2023 · 8 mos
Oneamerica Securities, INC.Broker
January 2023 - September 2023 · 8 mos
On Investment Management CO
February 2022 - December 2022 · 10 mos
The O.N. Equity Sales CompanyBroker
January 2017 - December 2022 · 5 yrs 11 mos
State Registrations6 states
COFLGAILLAMS
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.