Roland Gonzalez is a registered investment advisor, based in McAllen, TX, with 12 years of industry experience.
Location
McAllen, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roland works as an insurance broker selling fixed annuities through Sage Settlement Consulting since 2016. This takes a few hours per week.
Employment History
Current Registrations
Cambridge Investment Research, INC.
January 2026 - Present · 4 mos
Cambridge Investment Research Advisors, INC.
January 2026 - Present · 4 mos
Cambridge Investment Research, INC.Broker
January 2026 - Present · 4 mos
Previous Registrations
MML Investors Services, LLC
January 2025 - December 2025 · 11 mos
MML Investors Services, LLCBroker
January 2025 - December 2025 · 11 mos
Cambridge Investment Research Advisors, INC.
November 2017 - January 2025 · 7 yrs 2 mos
Cambridge Investment Research, INC.Broker
November 2017 - January 2025 · 7 yrs 2 mos
Greystone Advisory Group LLC
February 2016 - November 2017 · 1 yr 9 mos
Morgan Stanley
November 2013 - January 2016 · 2 yrs 2 mos
Morgan StanleyBroker
October 2013 - January 2016 · 2 yrs 3 mos
State Registrations4 states
SDTNTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.